FINRA – Financial Industry Regulatory Authority
FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers.
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If you have order(s) outside of the regular market hours (9:30 am to 4:00 pm EST), please call our trading desk at (561) 515-3200 during normal business hours as orders left in the voice message will not be taken.
Instructions to retrieve 2023 Tax Documents are found under Resource Center – Tax Forms.
FINRA – Financial Industry Regulatory Authority
FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers.
SEC- Required Rule 606 – Report on Routing of Customer Orders
APEX Clearing Corporation (APEX) prepares a report pursuant to the U.S. Securities and Exchange Commission rule which brokerage firms are required to make available through public quarterly reports about their order routing practices.